England and Wales commercial and regulatory procedures
When must financial promotion activity be notified to the FCA?
Rule-specific advance, event-based or reporting period. Make the notification required by the applicable provision. SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion.
- Period
- Rule-specific advance, event-based or reporting period
- Trigger
- Specified commencement, cessation, approval or change event
- Rule
- FCA Handbook sup6a, SUP 6A.2.19R
FCA Handbook sup6a, SUP 6A.2.19R. The retained source governs make the notification required by the applicable provision. SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion.
Source guide · No automated date
Check the applicable procedure
SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion. Identify the exact promotion category, approver permission and notifiable act before selecting a clock. The actual specified commencement, cessation, approval or change event and required completion must be established before using a final date.
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When must financial promotion activity be notified to the FCA?
Rule-specific advance, event-based or reporting period. Make the notification required by the applicable provision. SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion.
Responsible actor. Firm within the applicable approver or reporting rule.
Specified commencement, cessation, approval or change event.
SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion.
SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion.
FCA Handbook sup6a, SUP 6A.2.19RHow does this provision count time?
- Make the notification required by the applicable provision.
- Identify the exact promotion category, approver permission and notifiable act before selecting a clock.
- SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion.
Identify the exact promotion category, approver permission and notifiable act before selecting a clock.
Identify the exact promotion category, approver permission and notifiable act before selecting a clock. SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion.
FCA Handbook sup6a, SUP 6A.2.19RWhich facts prevent one automatic date?
SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion. Identify the exact promotion category, approver permission and notifiable act before selecting a clock. The actual specified commencement, cessation, approval or change event and required completion must be established before using a final date.
The firm within the applicable approver or reporting rule has established the applicable procedure and specified commencement, cessation, approval or change event. SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion. Make the notification required by the applicable provision. Rule-specific advance, event-based or reporting period. No computed final date is supplied.
A proposed completion raises a nonbusiness-day or time-boundary question for make the notification required by the applicable provision. Identify the exact promotion category, approver permission and notifiable act before selecting a clock. Resolve this boundary under the identified provision and actual completion route. Identify the exact promotion category, approver permission and notifiable act before selecting a clock.
A firm starts approving restricted mass-market promotions for the first time. SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion. SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion. No automatic final date follows from this scenario.
Which conditions and exceptions apply?
- Applicable procedure and actual event
- SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion.
- Counting and completion boundary
- Identify the exact promotion category, approver permission and notifiable act before selecting a clock.
- SUP 6A.2.19R requires reasonable advance notice of first approval activity for specified investments, or notice of cessation. SUP 16.31 concerns distinct approver reporting. There is no universal seven-day period after every promotion.
- Firm within the applicable approver or reporting rule. Specified commencement, cessation, approval or change event. Make the notification required by the applicable provision. Identify the exact promotion category, approver permission and notifiable act before selecting a clock.
What must the responsible actor complete?
Questions about this procedure
When must financial promotion activity be notified to the FCA?
Does SUP6 Arequire notice seven days after every promotion?
SUP 6A.2.19R instead addresses reasonable advance notice and cessation for specified activity.
FCA Handbook sup6a, SUP 6A.2.19RDoes approving differ from communicating a promotion?
Yes. Establish the actual regulated act and permission scope.
FCA Handbook sup6a, SUP 6A.2.19RCan recurring approver reporting have separate rules?
SUP 16.31 provides distinct reporting requirements.
FCA Handbook sup6a, SUP 6A.2.19RWhat triggers the advance-notice branch?
Intention to begin approving the specified investment promotions for the first time.
FCA Handbook sup6a, SUP 6A.2.19RIs cessation the same event as first approval?
No. SUP 6A.2.19R expressly distinguishes them.
FCA Handbook sup6a, SUP 6A.2.19RCan one promotion date generate a universal deadline?
No. The substantive notification or reporting provision must first be identified.
FCA Handbook sup6a, SUP 6A.2.19ROfficial sources and review
Provisions used (2)
| Provision | Purpose |
|---|---|
| FCA Handbook sup6a, SUP 6A.2.19R | Check the identified procedure, event, counting rule or qualification |
| FCA Handbook sup16, SUP 16.31 | Check the identified procedure, event, counting rule or qualification |